capital market Compliance

The capital market is among the most strictly regulated markets, so the implementation of relevant regulations and ongoing adherence are now among the most important tasks for your institute.

It follows, therefore, that your employees must understand a plethora of provisions under regulatory, securities and derivatives legislation and must apply them appropriately to your organisational structures and processes.

Our experts at Geissbühler Weber Consulting will gladly support you in the implementation of new regulatory requirements, the efficient and sustained preservation of compliance and hence in safeguarding your customers' interests. Besides MiFID II, the minimum requirements for the compliance function (MaComp) are currently at the centre of capital market compliance measures.